IT & cybersecurity for
financial services.
Diversicom provides managed IT and cybersecurity for financial-services firms nationwide, headquartered in Tampa, FL — built to SEC, FINRA, and SOX requirements. A compliance-first approach that keeps your technology audit-ready and your team productive.
Compliance-first IT for firms where trust is everything
Financial services face overlapping regulatory requirements from SEC, FINRA, SOX, and more. Our compliance-first approach ensures your technology meets every audit requirement while keeping your team productive — for CPA firms, insurance agencies, financial advisors, and the firms that serve them.
SEC, FINRA & SOX alignment
We build your environment to the requirements your regulators and examiners expect — access controls, retention, logging, and encryption — so compliance isn't an afterthought bolted on at exam time.
Data protection & access control
Client financial data is encrypted at rest and in transit, with multi-factor authentication across all systems and access logging so you always know who touched what, and when.
Audit-readiness, year-round
We maintain the audit-ready documentation insurers and regulators ask for — so an SEC exam, FINRA review, or SOX assessment stops being a fire drill and becomes a matter of pulling existing evidence.
Uptime when markets are open
Trading windows, filing deadlines, and tax season don't wait. We monitor 24/7 and engineer toward a 99.9% uptime target so your team stays connected when it counts.
Ransomware & backup resilience
Backups run automatically and are protected against tampering. If the worst happens, our team runs the restore so you recover in hours, not days — recovery time scales with your data volume and tier.
Vendor & third-party due diligence
We manage your software vendors, ISP, and service providers, and keep documentation of the technology controls they touch — ready when a custodian, broker-dealer, or regulator asks about third-party risk.
The controls examiners look for
The same compliance-first checklist we run for financial-services clients — kept current, documented, and ready to show.
- Multi-factor authentication across all systems
- Email archiving and retention compliance
- Audit trail and access logging
- Encrypted data at rest and in transit
- Quarterly penetration testing
- Audit-ready documentation and reporting
A note on compliance
Diversicom is your IT and cybersecurity partner — not your auditor. We build to SEC, FINRA, and SOX requirements and maintain the audit-ready documentation regulators and examiners ask for. That means your compliance team answers with organized evidence instead of scrambling, while the regulatory attestation remains yours to hold.
The services behind a compliant firm
Financial-services IT isn't one product — it's how our core services come together around your regulatory obligations. Here's where each piece fits.
Cybersecurity
Layered defense built for regulated industries — EDR, 24/7 SOC monitoring, phishing protection, and vulnerability testing that maps to the controls your examiners expect.
Explore CybersecurityBackup & Disaster Recovery
Automated, tamper-resistant backups and a team-run restore process so a ransomware event or outage means recovery in hours, not days — protecting client records and your continuity obligations.
Explore Backup & DRManaged IT
Your full IT department for a flat monthly fee — help desk, 24/7 monitoring, patching, and vendor management — with documentation maintained so nothing about your environment lives in one person's head.
Explore Managed ITLicense & Cloud Cost Optimization
Right-size your software and cloud spend without sacrificing the security tooling compliance requires — so budget pressure never forces a shortcut on controls.
Explore Cost OptimizationFinancial-services IT, answered plainly
Is Diversicom SEC, FINRA, or SOX certified?
How do you help us prepare for a regulatory exam or audit?
What happens to our data if we're hit by ransomware?
Can you support remote advisors and multiple office locations?
Do you handle vendor and third-party due diligence?
Is your uptime target a contractual SLA?
Let's pressure-test your compliance posture
We'll review your current setup against the controls SEC, FINRA, and SOX examiners look for, flag the gaps, and show you exactly what compliance-first IT would look like for your firm — at no cost.